[U.S. SEC to Host Online National Compliance Seminar for Investment Companies and Advisors] BlockBeats News, October 6, according to official sources, the U.S. Securities and Exchange Commission (SEC) Compliance Outreach Program announced today that it will host an online national seminar for investment companies and investment advisors on November 19, 2026. The event aims to assist chief compliance officers and senior management of investment advisory firms and investment companies in enhancing their compliance systems to better protect investors. The seminar will cover topics such as information security and operational resilience, issues related to registered investment advisors, issues related to private fund advisors, issues related to registered investment companies, the effectiveness of compliance systems, and briefings on current hot topics. No pre-registration is required for participants. The live stream link will be published on the SEC's official website on the morning of November 19, and participants can also submit questions to the panel in advance or during the event via the links provided in the agenda. [Original Link]