Foresight News
Foresight News|7月 23, 2026 13:43
[Oasis Pro Markets, a subsidiary of Ondo, receives FINRA authorization to offer tokenized stocks and funds to U.S. institutional and retail investors] Foresight News reports that Oasis Pro Markets, a broker-dealer subsidiary of Ondo Finance registered with the U.S. Securities and Exchange Commission (SEC), has received authorization from the Financial Industry Regulatory Authority (FINRA). Under the supervision of the SEC and FINRA, it can provide compliant tokenized corporate stocks and funds to U.S. financial institutions and retail investors. The authorization scope includes OTC retail, underwriting primary issuances, and private placements, supporting U.S. issuers in conducting primary issuances of tokenized securities, as well as secondary trading for institutional and retail investors. Tradable assets include NMS stocks, ETFs, mutual funds, index funds, and IPO securities, with settlement available via fiat currency or supported stablecoins. This development builds on Ondo's acquisition of Oasis Pro (which holds SEC-registered broker-dealer, ATS, and transfer agent licenses) and supports an integrated account structure. This facilitates access for institutions, registered investment advisors, and retirement accounts through existing brokerage channels, reducing onboarding friction.
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