The new FINRA authorization allows Ondo to launch a compliant tokenized securities market and services in the United States under the regulation of the SEC and FINRA through Oasis Pro Markets.

Written by: Ondo

July 23, 2026—Ondo Finance today announced that its SEC-registered broker-dealer subsidiary Oasis Pro Markets has obtained authorization from U.S. regulators to provide compliant tokenized corporate stocks and funds to U.S. financial institutions and hundreds of millions of U.S. retail investors through over-the-counter retail trading, underwritten initial offerings, private placements, and other activities, under the supervision of the U.S. Securities and Exchange Commission (SEC) and FINRA. This authorization further enables Oasis Pro Markets to operate a compliant platform that allows U.S. issuers to conduct these initial offerings of tokenized securities and allows U.S. institutional and retail investors to participate in the secondary trading of these securities.

Within this framework, Oasis Pro Markets can provide U.S. investors access to NMS stocks, fund interests (such as ETFs, mutual funds, and index funds), and securities issued through IPOs and traded on the secondary market. Settlement of these assets can be conducted using fiat currency or supported stablecoins, including settlement directly between blockchain-based wallets.

This authorization builds on Ondo's acquisition of Oasis Pro, which owns an SEC-registered broker-dealer, SEC-registered alternative trading system (ATS), and SEC-registered transfer agent. Oasis Pro's transfer agent, Oasis Pro TA, provides digital asset transfer agent services support, such as on-chain cap table management, shareholder rights, and cross-asset collateral liquidity.

This approval further allows Ondo's Oasis Pro Markets to support integrated account structures through integrations with existing broker-dealers and advisor channels. This will enable institutional investors, registered investment advisors, and retirement accounts to access tokenized securities through their existing brokers, significantly reducing onboarding friction and enabling broader participation by U.S. investors.

Oasis Pro Markets LLC is a broker-dealer and alternative trading system registered with the U.S. Securities and Exchange Commission and is a member of FINRA/SIPC. For more information about Oasis Pro Markets background, please refer to FINRA BrokerCheck.

Oasis Pro TA LLC is a transfer agent registered with the U.S. Securities and Exchange Commission.

Except for Oasis Pro Markets and Oasis Pro TA, no affiliate of Ondo Finance or Oasis Pro provides (i) broker-dealer or alternative trading system services or (ii) transfer agent services.

Oasis Pro Markets is regulated by FINRA and the SEC; however, membership and registration do not guarantee compliance with all rules. No investment has been recommended or approved by the SEC, FINRA, or any federal or state regulatory agency or self-regulatory organization, nor has the accuracy or completeness of any information here been verified.

This content does not constitute an offer to sell any assets or a solicitation of an offer to purchase any assets. This content does not constitute investment, legal, tax, or financial advice. Obtaining tokenized securities involves risks. Holders of tokenized securities may suffer losses, including total loss of their purchase price. Past performance may not be indicative of future results. Investors are responsible for conducting their own research, investigations, verifications, checks, or consulting professional or investment advice.

This communication may contain forward-looking statements, including but not limited to statements regarding future financial performance, business strategies, or growth or development expectations of Ondo Finance, Oasis Pro, Oasis Pro Markets, Oasis Pro TA, or any of their respective affiliates (collectively referred to as "applicable entities"). These statements are based on management's current expectations, estimates, projections, and beliefs and are subject to many risks, uncertainties, and assumptions, which could cause actual results to differ materially from those anticipated. Forward-looking statements can be identified by the use of words such as "may," "will," "should," "expect," "intend," "plan," "anticipate," "believe," "estimate," "predict," "potential," "continue," or negative forms of these terms or other similar expressions. Factors that could cause actual results to differ materially from those contemplated in forward-looking statements include but are not limited to economic, competitive, legal, governmental, and technological factors affecting the operations, markets, products, services, or prices of any applicable entity. No applicable entity undertakes any obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise, except as required by law.