Japan's securities regulator recommends disciplinary action against moomoo Securities. The Japanese SESC pointed out issues with moomoo Securities, including mislabeling certain ineligible U.S. ETFs and ETNs as NISA-eligible investment products and selling them, mishandling customer processes, failing to process some securities transfer requests as required, insufficiently reviewing suspicious transactions, and inadequate system and network security management. Regulators believe there are deficiencies in its internal controls and compliance management, which could harm investors' interests. https://(wublock123.com)/news/japan-securities-regulator-recommends-disciplinary-action-against-moomoo-62271