金色财经
金色财经|Jun 10, 2026 08:20
[Hong Kong SFC: Licensed Hong Kong companies may continue to serve existing Mainland clients, but not within Mainland China] Golden Finance reports, June 10: The Hong Kong Securities and Futures Commission (SFC) has provided further clarification on the circular issued on May 22. Frequently Asked Question (9) in the circular mentions that licensed Hong Kong companies may continue to open new accounts for Mainland Chinese investors (i.e., investors using a Chinese Resident Identity Card and/or Chinese Passport as identification documents), but must comply with all account opening requirements. The Hong Kong SFC stated that licensed Hong Kong companies may continue to provide services to existing Mainland Chinese clients, provided that such services are not offered within Mainland China and that they comply with all relevant laws and regulatory requirements in Hong Kong and applicable jurisdictions. The Hong Kong SFC also noted the joint notice issued by Mainland Chinese authorities on May 22, 2026, and stated that the relevant requirements also apply to financial institutions in other jurisdictions (not limited to Hong Kong) when conducting activities related to providing services to Mainland Chinese investors. (Securities Times)
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